Important announcement to prospective
E-visa companies:
Please note that all first time E-visa
applicant companies should refrain from submitting applications to the Embassy
from May 1, to September 1. Due to the lack of staff resources, no
such applications will be accepted or processed during the busy holiday months
of May, June, July and August.
PROCEDURES FOR TREATY TRADER AND
TREATY INVESTOR (E-1 & E-2) VISA APPLICANTS
The following is a step-by-step guide to our
treaty investor/treaty trader visa application procedures. Please note that
companies seeking Treaty Investor/Trader status pursuant to the U.S.-Swedish
Treaty of Friendship, Commerce, and Navigation must be majority-owned by
Swedish citizens and individual employees must have Swedish nationality in
order to qualify for this type of visa. If you have questions about our
procedures, please address your inquiry in writing to the "Treaty Visa
Officer" at American Embassy, Nonimmigrant Visa Unit, Dag Hammarskjölds
väg 31, 115 89 Stockholm, Fax: 08/660 58 79, or call 08/783 54 69 (M-Th.,
1:00–3:00 p.m.).
Companies that have not already been
approved for treaty investor or treaty trader status should follow the steps in
Part A.
Visa applicants from a company that has
already been approved as a treaty investor or trader should follow the steps in
Part B.
PART A – APPLICATION FOR APPROVAL AS
TREATY INVESTOR/TRADER
- Carefully review the
General Information for Treaty Traders & Treaty Investors to determine
whether the company and investment meet the requirements for treaty
trader/treaty investor status.
- Complete the
Nonimmigrant Treaty Trader/Investor Application – Form DS-156E. This
form can be downloaded from this website or can be mailed to the applicant
upon request. You can download the English Adobe PDF
Form. The completed application form should include copies of all
supporting documentation described in the application form. Failure to
provide all supporting documents will delay review of the application. Processing
time for review of treaty trader/treaty investor applications is usually
six weeks.
- After review of the
application is complete, the representative of the company will be
notified in writing of the decision. If the company is approved for treaty
investor/trader status, the visa applicant should follow the steps in Part
B in order to apply for the visa.
- If, upon review of the
application, additional information is required, the company
representative will be contacted by a member of the Consular Section staff.
PART B – E VISA APPLICATIONS FOR
INDIVIDUAL EMPLOYEES AND THEIR SPOUSES AND CHILDREN
Applicants for nonimmigrant visas must be interviewed in person. In order to receive an appointment, please click here to Book an Appointment.
If your company
is already approved as a treaty trader or treaty investor, visa
applicants should provide the following items with their visa applications:
- FOR THE EMPLOYEE ONLY:
- A letter from the
employer establishing the applicant’s credentials as someone serving in "a
supervisory or executive capacity" or "possessing highly specialized
knowledge essential to the efficient operation of the firm"; and
- a copy of the
approval letter which notified the company of its treaty investor or
treaty trader status.
- An applicant applying
for renewal of a previously issued treaty trader/investor visa
should be prepared to provide financial and other information to
demonstrate that the company still satisfies the requirements.
- FOR THE EMPLOYEE AND EACH FAMILY MEMBER:
- where the applicant
and family members are applying for renewal of previously issued treaty
trader/investor visas, the applicant and his/her family members should
include airline boarding passes (originals or copies) proving that
they are physically present in Sweden.
- ADDITIONAL INFORMATION FOR E VISA APPLICANTS
- Approval and registration
of the company in the Nonimmigrant Visa Unit at the American Embassy in
Stockholm (see Part A) is required prior to our issuance of E visa to
investors/ traders and their employees. This rule applies even if the applicant
has received a change of status to E-1 or E-2 from the Department of Homeland
Security (United States Citizenship and Immigration Services (USCIS)) in the United States.
- The spouse and
children (unmarried and under 21 years old) of treaty
traders/investors and their employees must have visas, but need not meet
the nationality requirements which apply to the principal applicant.
- Fiances and
common-law spouses (sambos) do not meet the definition of spouse
under U.S. law and are not entitled for E visas until after a legal
marriage exists.
- Dependent employment
in the U.S. Dependents of E treaty investor/trader visaholders may
apply to the Immigration and Neutralization Service for employment
authorization once they are in the United States.
- Employees.
Where E-visa status has been granted pursuant to the U.S.-Swedish Treaty
of Friendship, Commerce, and Navigation, the employee applicant must be a
Swedish citizen and must not be immigrating to the U.S. Persons who
intend to stay indefinitely in the U.S. need immigrant visas. In
addition, the applicant must be at an executive/managerial level or
possess specialist skills which are not readily available on the U.S.
labor market and which are essential to the employer’s operations in the
U.S.
Treaty visas
issued to Swedish passport holders are valid for multiple applications for
entry to the U.S. during the visa validity period. The visa validity is a
maximum of 24 months for Swedish citizens, but may be less for employees of
start-up companies that lack an established record of meeting the treaty
investor/trader requirements. The permitted length of stay in the United States
is determined by the United States Citizenship and Immigration Services (USCIS) at the port
of entry, but is usually for the duration of the visaholder’s E status. A valid
visa and passport are always necessary for re-entry to the United States.
- Not an Immigrant
Visa. A treaty investor/trader visa is not a substitute for an
immigrant visa. Persons wishing to remain in the United States
indefinitely should apply for immigrant visas. Treaty investor/trader
visas can be renewed or extended only if the investment or trade
continues to meet all applicable requirements of U.S. immigration laws
and regulations.
- No guarantee can be
made that any visa will be issued until a consular officer has considered
an application. A consular officer may require additional documentation
when necessary. Business plans and travel arrangements that require E
visas should not be made until such visas are issued.
BACKGROUND INFORMATION ON TREATY TRADER AND
TREATY INVESTOR VISAS
SECTION A – TREATY TRADERS (E-1)
The treaty trader
visa is designed for firms and individuals who develop substantial trade
between the United States and Sweden.
The U.S. office of
the company must engage in substantial international trade. At least 51% of the
trade must be conducted between the United States and Sweden. Trade involves
the actual exchange of goods, monies or services and is generally demonstrated
to exist by the number of transactions as well as by dollar value.
In general, treaty
trader visas are available to managers, executives, or individuals with
specific skills which are not generally available in the U.S. work force and
which make their presence essential to the efficient operation of the
enterprise. Unskilled manual workers, clerical workers, or middle/lower level
management personnel do not qualify.
Trade in goods
includes both exports and imports between the U.S. and Sweden. Trade in monies
and services has been interpreted to include international banking, insurance,
transportation, tourism, communications, data processing, advertising,
accounting, design and engineering, management consulting, and newsgathering
activities. Applicants engaged in newsgathering activities, however, should
usually received "I" visa classification.
Applicants for
treaty trader status are required to document the value, volume, and frequency
of their U.S. – Sweden trade, and to show that it is substantial relative to
the nature of their firm’s business.
EXAMPLE:
- A U.S. company has been set up, at least 50% of the
ownership is Swedish (stock held by Swedish citizens who are also permanent
resident aliens in the U.S. cannot be included in this 50%), the U.S.
operation is engaged in substantial foreign imports or exports, and at least
51% of the imports or exports represent trade with Sweden. This company would
be likely to qualify for treaty trader registration based on its trade in
goods. In deciding whether the volume of trade is substantial, the consular
officer will consider the type of operation, as well as the volume and number
of transactions.
- A U.S. company or
branch office has been set up and at lest 50% of its ownership is
Swedish. The U.S. operation is engaged in marketing or providing services
to a substantial number of U.S. clients relating to computer software
which has been developed abroad. At least 51% of the "imported"
software originates in Sweden. This company would be likely to qualify
for treaty trader registration based on its trade in services.
- A Swedish-owned bank
sets up a wholly owned subsidiary or branch office in the United States.
The bank’s U.S. operation engages in a substantial number of financial
transactions, at least 51% of which are with U.S. citizens. This bank
would be likely to qualify for treaty trader registration based on its
trade in financial services.
SECTION B – TREATY INVESTORS (E-2)
The treaty
investor visa is designed for firms or individuals who invest substantial funds
in a business operation in the United States. These investments need not be in
the international trade sector.
Since the treaty
is designed to encourage investment, the Swedish investing firm or individual
must have substantial funds available for investment. A "substantial"
investment is generally defined as more than half the value of the U.S. enterprise
or more than half the amount necessary to establish a new enterprise of the
type contemplated. In addition, the investment must not be marginal, a term
used to describe an investment which will generate little more than a living
income for the investor(s). The company or individual requesting treaty
investor registration must be in a position to develop and direct the
enterprise in the United States, which requires control of at least 50 per cent
of the U.S. enterprise.
Applicants for
treaty investor status will be required to document the monies and/or goods
invested in the United States as well as the ownership and anticipated revenues
of the investment, and the number of U.S. and other employees.
Individual
investors and executive/managerial personnel may be found eligible for the
treaty investor visa. Other employees qualify only if they possess specialist
skills which are not readily available on the U.S. labor market and are
essential to the U.S. operations of the investment enterprise. In addition,
technical personnel may qualify if they are required for the establishment of
the enterprise, or for the training or supervision of technicians employed in
manufacturing, maintenance, or repair functions, or for the continuous
development of product improvements and quality control. Low-level managers and
employees who perform routine substantive job duties do not qualify.
In the past,
treaty investor registration has been approved for a variety of types of
businesses, including manufacturers, advertising agencies, law firms, and
computer consultancies.
EXAMPLE
An investment in a
U.S. business has been made which a Swedish company (or individual) plans to
develop and direct. To qualify for E-2 registration, the investment must be of
an active type that will create profit and employment in the U.S. (not a
passive investment, such as speculative real estate) and must be substantial.